The Obstacles to Political Compromise

There has been much discussion this week about the launch of No Labels and its significant attempt to organize the cause of political moderation and bipartisan compromise into a movement. I hope it can succeed. But it’s worth reflecting for a moment on why political compromise is so hard these days, and the obstacles that a movement organized around the ideal of a politics of consent and compromise faces.

Fortunately, two very smart political thinkers have done exactly this, so my work in this post is merely to summarize and reflect a little on their arguments. In an important essay entitled “Mindsets of Political Compromise,” UPenn President Amy Gutmann and Harvard Political Theorist Dennis Thompson have made what strikes me as a very trenchant observation: “The more that campaigning comes to dominate governing in democratic politics, the harder compromise becomes.”

Gutmann and Thompson argue that there are two primary mindsets in politics – the uncompromising mindset and the compromising mindset.

The uncompromising mindset is the mindset of the modern campaign, which “favors candidates who stand firmly on their positions.” Campaigning is about drawing distinctions and standing by principles, as it should be – voters need to know the difference between two candidates to make informed choices.

In their conception, this uncompromising mindset has two elements: “principled tenacity” and “mutual mistrust.”

Principled tenacity rests on the widely-held assumption that politicians are supposed to have deeply felt moral principles about things like justice and fairness, and they should fight for them.

Mutual mistrust is “the assumption that their opponents are motivated mainly by a desire to defeat them and their principles.” This often leads to cynicism, and they write that, “as the cynicism about the motives of politicians spreads to cynicism about the process of compromising, particular compromises become easier to resist and condemn.”

By contrast, the compromising mindset is, or should be, the mindset of governing, since reaching solutions in a democracy almost always requires some compromise. It also has two elements: “principled prudence” and “mutual respect.”

Principled prudence is based on “a pragmatic recognition that compromise is usually necessary in a democracy to accomplish anything of significance.” But it does not amount to mere compromise for the sake of compromise. It is instead a recognition that even if politics is the art of the possible, sometimes nothing is still better than the possible.

Mutual respect is the assumption that even if political opponents may have ulterior motives, they are still capable of negotiating in good faith and for what they think is right and that they are acting on principle.

Gutmann and Thompson argue that, “to reach a compromise, then, politicians must adjust their wills as much as their reason. They must be able to turn a will to oppose into a will to cooperate. That involves a psychological shift as much as a policy change.” They spend some time in their piece tracing out procedural ways to encourage politicians to find more common ground and be more aware of these different mindsets. (You can read the whole piece here)

Thinking in terms of mindsets is useful, because it clarifies just how different and incompatible the processes of getting elected and governing have become.

What this implies is that political moderates who care about the process of governing ought to get serious about campaign reform issues. Put simply, the permanent campaign increasingly means a permanent incapacity of elected officials to collectively solve problems. If politicians are spending all their time bashing their opponents and standing firm for their principles, that doesn’t leave them much time to get together to actually govern productively.

A slight caveat to this is that, as I’ve written in a recent op-ed for Politico, there is good evidence that the voting public, especially Democrats and Independents, do like compromise. And voters may even reward politicians who are seen as being willing to compromise. However, I’m aware of few campaigns organized around the claim of “I’m willing to compromise with the opposing party, so elect me.” All campaigns, as far as I can tell, are about drawing distinctions, even if it’s between a candidate who’s post-partisan and independent and one who’s not.

Photo Credit: Trebor Sholtz

Centrists of the World Unite

It’s no secret that the relentless polarization of U.S. politics has left independent and moderate voters  politically homeless.  Today a bipartisan group of activists gathers in New York to launch an effort to organize this “radical center” and amplify its voice in Washington.

No Labels is the brainchild of Nancy Jacobson, a veteran Democratic activist and fundraiser.  Its organizers include veteran political players from both parties of a distinctly pragmatic, non-doctrinaire bent (including yours truly).  It aims to build an online network of Americans – imagine a MoveOn.Org for centrists  –  who are fed up with the nation’s dysfunctional political system and want to do something about it.

That won’t be easy, even with the Internet’s unprecedented power to connect virtual communities of like-minded people.  Unlike arch partisans and members of interest groups, independents and moderates are notoriously hard to mobilize.  They tend not to be impelled by passionate causes, and to pay fleeting attention to politics. “Liberals and conservatives have passion. Moderates and independents have lives,” observes political analyst Charlie Cook.

There’s little doubt, however, that voters across the broad middle of the spectrum have become more disenchanted with politics and government.  The midterm election was the third straight in which independents turned against the incumbent party.  This restiveness is grounded in what they see as the Obama administration’s failure to deliver, especially on the economy.  Independents don’t trust the Republicans either, and the last thing these voters want is an intensification of Washington’s zero-sum political game.

According to a new poll by Allstate/National Journal Heartland Monitor, only 10 percent of Independents welcome the GOP victory as a chance to roll back government.  Seventy percent said neither party’s agenda alone can solve the nation’s problems. This poll confirms other recent surveys in finding a strong preference for bipartisan cooperation over confrontation.  President Obama’s tax-cut deal shows he’s gotten the message.

So No Labels is tapping into something real.  On the other hand, it so far is defined more by what it’s against – incivility, partisan cant, rigid dogmas, special interest power and, above all, a paralysis in government’s ability to solve problems – than by what it’s for.  Can a movement organized by political insiders tap and channel grassroots anger in politically consequential ways?  Can it coalesce behind a positive agenda for governing?  We’ll see.

For now, it’s enough to say that the problems No Labels seeks to solve are real enough.  There’s no question we need a broad civic mobilization to bring intense pressure to bear on our political leaders to work together to solve the nation’s problems.  Independents and moderates may be an inchoate political force, but there are lots of them. If No Labels can get even a fraction of them mobilized for political action, Washington will take notice.

Tip-Toeing Around The Elephant: US Mitigation And The COP

The US was in an awkward position in Cancun. The administration clearly wanted to show leadership, but it was hamstrung by an inability to deliver legislation with any tangible commitments. Since that seemed unlikely to change in the new Congress, US negotiators were left playing defense on the key issue — mitigation.

This makes movement in other areas (such as finance and forests) difficult, though that is in part due to US insistence on parallel, rather than serial, treatment of issues.

The result was sometimes bizarre diplomatic displays by the US, such as Energy Secretary Steven Chu’s address — essentially a remedial crash course in climate science. Secretary Chu did not take questions, one suspects because it would have been difficult to answer the obvious one — how does the US plan to meet the President’s 17%-cuts-by-2020 goal articulated last year?

Difficult, but not impossible. The awkward position in which US officials find themselves and the effects it has on US credibility and capability make the administration’s continued avoidance of serious public discussion of EPA carbon regulations puzzling. Research at RFF and elsewhere indicates that EPA regulations, either on the books already or likely in the near future, could achieve emissions reductions in the range of the President’s goal.

I’ve studied these regulations over the past year or so, and I’ve been repeatedly surprised by their likely impact. Vehicle fuel economy standards, new power plant permitting rules, and whatever the agency decides to do for existing sources can each make a significant emissions impact. Perhaps more interestingly, coming EPA regulations ostensibly aimed at other pollutants could have a big impact on carbon by pushing a substantial portion of coal plants into retirement, and replacing them with cleaner technology.

It’s not clear why the US administration and negotiators didn’t trumpeting these regulations as evidence of a commitment to cut emissions. It’s possible it is felt that a regulatory approach won’t be understood or taken seriously by the international community, but EPA regulations are far from the only complex issue on the table (just ask your local climate finance expert for a quick summary if you suspect otherwise). And other countries are undoubtedly familiar with a regulatory approach — for many it is their preferred domestic environmental policy. One thing is certain, though — the best way to ensure that the international community (and the American public) fails to understand or appreciate the EPA’s capabilities is for the administration and its negotiators to refuse to explain them.

Another possibility is that the administration worries that hyping EPA’s powers is politically dangerous. The agency is more effective, this argument goes, if it can operate quietly and at its own pace. To put it more directly, to speak of regulation is to destroy it — perhaps because Congress would respond by seeking to cripple the agency.

But the President should not forget that his party still controls the Senate, and that he still wields the veto pen. Even if the President resigned himself to giving up EPA powers (or delaying them) as part of a compromise, it would surely be in his interest to say how strong these powers are, thus increasing their value in any bargain.

Moreover, the argument that regulatory emissions cuts are more effective if kept quiet contradicts what is arguably the central dogma of US foreign climate policy — that US action is valuable not for its small contribution to global goals, but as a tool for unlocking negotiations and prompting action elsewhere. If US negotiators can’t or won’t talk about the best policy tool the US currently has, they can’t do their jobs. This makes the long term likelihood of a meaningful international agreement much smaller.

EPA regulation is not the first, best option for US climate policy; it is above all likely to be more costly over the long run than a pricing mechanism. But neither this admission, nor the fact that EPA regulations are legally required, are good reasons not to forcefully and frequently articulate their emissions benefits. Perhaps we as a country should be embarrassed that we cannot adopt a national climate policy that more closely approaches the ideal in terms of both costs and benefits. But the administration should not let any embarrassment about what the country cannot currently do prevent them from talking about what it can.

As my colleague Dallas Burtraw pointed out in his talk here this week, US credibility on climate requires that the administration be a lot bolder — not by making new commitments that it lacks the domestic powers to back up, but simply by publicly, loudly, and clearly saying what it can and will do with the tools it already has.

This article is cross-posted at Weathervane

Paradoxes of Actually Governing 101: The Republican Earmark Backtrack

I must admit, I take a certain delight in watching the Tea Party contingent realize that even they can’t quite stand 100 percent behind their extremist anti-government rhetoric.

Here is Michele Bachmann, backtracking in Politico on the great Republican idea of banning all earmarks: “But we have to address the issue of how are we going to fund transportation projects across the country?” Bachmann, it turns out, wants to make sure that the federal government pays for the Stillwater Bridge, which connects her Minnesota district to Wisconsin over the St. Croix River. Such is the theme of the entire Politico story: Even hard-core Republicans decide they want “member-directed spending” after all, and they are now figuring out how to get around their bold decision to kill earmarks.

The earmark ban was always more political theater than anything else. As I’ve written for Miller-McCune, earmarks only account for about two percent of all discretionary spending, and the money would wind up being spent anyway by normal funding mechanisms, just without the local intelligence of needs that Representatives tend to bring.

But the fun thing to watch now is how, despite all the impassioned railing against wasteful government spending, the Tea Partiers are realizing that their constituents actually like federal involvement in the local economy. And that in order to get re-elected, they are actually going to have to make sure that federal money keeps flowing in.

This should hardly come as a surprise. As I recently noted here at ProgressiveFix, polling shows that while Republican voters bash government in the abstract, they tend to approve of actual government programs in the specific, including spending on transportation. Political scientists have labeled this the symbolic conservatism/operational liberalism divide, since many voters like to say that they are conservative, but when it comes down to actual programs, they actually want government to do stuff.

Presumably, this will not be the last time that the Tea Party brigands find themselves caught up in the paradox of realizing the voting public is not so extreme is the cathartic Washington-bashing of campaign season made them out to be. I look forward to watching the twists and turns.

Why Obama’s Approval Numbers Are About to Creep Up

Today, the latest Gallup poll finds that 66 percent of Americans support both extending  tax cuts on all Americans for two years and an equal 66 percent support extending unemployment benefits for two years. This is very good news for Obama and a good sign this could be a turning point as he attempts to rebuild his popularity and the bargaining power that comes with it. It’s been a long time since two-thirds of voters approved of anything so high profile that Obama supported.

Moreover, as much as the liberal base may carp about the deal (as they should), the fact that Obama was able to broker a major compromise in and of itself should give him a bounce. As I wrote in a recent Politico op-ed, Americans, especially Democrats and those fickle independents, like leaders who are willing and able to compromise.

Another recent Gallup poll underscores this point. By a 47-27 percent margins, Americans say it is more important for political leaders to compromise to get things done than to stick to their beliefs, with Democrats and Independents much more inclined to prefer compromise. This Gallup poll also found that 36 percent of voters thought Obama was willing to compromise but Republicans were not, whereas 17 percent thought Republicans were the compromisers and Obama was the obstacle. (Another 25 percent thought both sides were willing, and 16 percent thought neither side was willing.)

The President is presumably most interested right now in rebuilding his popularity, which is hovering around 46 percent these days.  Presumably the calculus in the Oval Office is (I think correctly) that the frustrated swing voters who will decide the 2012 elections want a leader who is pragmatic and is not going to hold up their tax cuts or their neighbor’s unemployment benefits for that ubiquitous epithet of a justification, “political purposes.”

By playing the role of compromiser, he’s: a) playing to his political strength, since voters are much more likely to see Obama as the leader in brokering compromise than his Republican counterparts; and b) playing to the voters most likely to vote Democratic in November 2012, since Democrats and Independents genuinely prefer compromise to sticking to strong positions.

Meanwhile, the lefties have every right to complain and they should. To the extent that Obama can have a few public fights with his liberal base, this will probably help him to regain some popularity among swing independent voters, and with it, the political capital that will allow him to start future negotiations with Republicans in a stronger position. Which should ultimately lead to more progressive outcomes.

An Ugly But Necessary Deal on Taxes

The tax cut deal struck last night by President Obama and Congressional Republicans has only one thing going for it: urgent economic necessity. If unemployment weren’t stuck at just under 10 percent – possibly for years, warns Fed Chairman Ben Bernanke – there would be no way any self-respecting progressive could support it.

How ugly is this deal? Let us count the ways. First, it forces progressives to swallow the Bush tax breaks for the wealthiest Americans. President Obama’s undoubtedly painful decision to go back (for now) on his oft-repeated promise to repeal them reflects the post-midterm political realities of divided government.

Second, it’s hugely expensive. It could cost as much as $800 billion over the next two years, even as the federal government staggers under the weight of massive deficits. It’s an inauspicious start, to say the least, to the new era of fiscal discipline Republicans promised in the midterm elections. Let’s face it: they’d rather have tax cuts. In any case, the price tag makes you wonder if America can afford this kind of bipartisan compromise.

For all that, the deal was probably inevitable given the economy’s persistent weakness. To have failed to extend the middle class tax cuts would have withdrawn hundreds of billions of purchasing power from the economy at a time when demand is insufficient to trigger new business investment. To have not extended the cuts for upper-income taxpayers would have made it difficult if not impossible for Obama to get what he wanted from Republicans: namely, an extension of unemployment benefits, a payroll tax holiday workers next year, and a renewal of business tax breaks passed this year.

Waiving the payroll tax is an important creative addition, since by lowering labor costs it gives employers a direct incentive to hire workers. Also on the plus side, the deal keeps rates on capital gains and dividends low, and includes “direct expensing” of business investments.

President Obama clearly views his tax provisions as stimulus by the only political means available to him, given public – not just Republican antipathy – to more government spending. He raised the stakes yesterday, warning that America has arrived at another “Sputnik moment” and could be eclipsed by rivals if we can’t turn the economy around. The President also showed little patience with liberal purists who are loudly bewailing, for the umpteenth time, their “betrayal” by a Democratic President.

“Sympathetic as I am to those who prefer a fight over compromise, as much as the political wisdom may dictate fighting over solving problems, it would be the wrong thing to do,” he said. “The American people didn’t send us here to wage symbolic battles or win symbolic victories.”

It’s true that a majority of the public consistently has opposed tax breaks for the rich. But it’s also true that Americans, and especially the independents who propelled the Republicans’ midterm gains, have even less appetite for political brinkmanship designed to score partisan points. The U.S. left is always up for a bracing round of class warfare, but voters aren’t likely to reward tactics that could result in slowing down the recovery and raising their taxes at the worst possible moment.

The good news is that the extension is only for two years. That gives time for a reconsideration of the whole ungainly package in 2012, by which time the jobless rate presumably will have fallen back to earth. That allows room for a more constructive debate next year over a sweeping tax overhaul designed to promote growth, long-term fiscal stability, and fairness. It also puts the question of how to restore a progressive tax code smack in the middle of the next presidential elections, where it belongs.

Photo credit: David Reber

Extremism In the Name of Liberty

Those who think it’s some sort of partisan exaggeration to say that today’s Republican Party has moved into some pretty extreme ideological territory should pay some attention to the latest conservative craze in state capitols and even in Washington: the so-called Repeal Amendment.

The bright idea here is to amend the U.S. Constitution–if necessary by a state-called Constitutional Convention–to allow two-thirds of state legislatures to nullify federal legislation whenever it pleases them.

Here’s how Dahlia Lithwick and Jeff Sesol of Slate characterize the Repeal Amendment:

There is so much wrong with the Repeal Amendment that it’s difficult to know how to begin to respond. The Constitution is–by design–a nationalist document. It is also–again by design–an anti-democratic document. American history reveals precisely what happens when state or regional interests are allowed to trump national ones, and the Constitution has been at its best (for example, the Reconstruction Amendments) when it has addressed (and, better yet, resolved) that tension.

They don’t even get into the potential issues with a constitutional convention, which according to some scholars, cannot be limited to any one issue and could fundamentally rewrite the Constitution.

But crazy as it is, the Repeal Amendment is getting some real momentum, not least because it’s been embraced by the number two Republican in the U.S. House, Eric Cantor:

[J]ust two months after the proposal was a twinkle in a Virginia legislator’s eye, the leadership of nine states is showing interest, and the popularity of the amendment’s Web site (they have them nowadays) has “mushroomed.” And this week, completing the proposal’s rapid march from the margins to the mainstream, Rep. Rob Bishop of Utah introduced the amendment in the U.S. House of Representatives, pledging to put “an arrow in the quiver of states.” The soon-to-be House Majority Leader, Eric Cantor, said this week that “the Repeal Amendment would provide a check on the ever-expanding federal government, protect against Congressional overreach, and get the government working for the people again, not the other way around.” Fawning editorials in the Wall Street Journal and chest-heaving Fox News interviews quickly followed.

This is just nuts, and defenders of the sweet reasonableness of the GOP need to acknowledge it.

This article is cross-posted at The Democratic Strategist

Photo credit: Kim Davies

Debt Commission Rises to the Occasion

President Obama’s deficit commission fell short today of the 14 votes necessary to submit its debt reduction plan to Congress for a vote. Don’t believe for a moment, however, that the commission has failed. On the contrary, co-chairs Erskine Bowles and Alan Simpson have forged a bipartisan majority for a plan that creates the basic template for any credible effort to restore fiscal responsibility in Washington.

In pushing back against special interests and partisan polarizers, the commission has done this country a tremendous service. Whatever happens next, its members have been responsive to the solid majority of Americans who say they want to the two parties to work together to solve the nation’s toughest problems.

As the bipartisan duo of Bill Galston and David Frum noted in today’s Washington Post, a post-election Pew poll found that 55 percent of the public wants Republican leaders in Washington to work with President Obama “even if it means disappointing some groups of Republican supporters,” and even more want Obama to do the same. Independents, whose defection from Obama’s winning 2008 coalition largely accounted for the GOP’s midterm sweep, likewise express a strong preference for compromise.

To a surprising degree, that problem-solving spirit seems to have infected the deficit commission, which has been deliberating since February. Republicans don’t come any more conservative than Sen. Tom Coburn of Oklahoma, but even he is now drawing fire from anti-tax absolutists for daring to support the commission blueprint. GOP Senators Mike Crapo of Idaho and Judd Gregg of New Hampshire also endorsed the plan, while several Members from both parties in the more partisan House oppose the plan.

On the Democratic side, Sen. Dick Durbin of Illinois broke ranks with liberals to back the plan, while centrist Sen. Max Baucus of Montana raised eyebrows in opposing it. Sounding a parochial note, Baucus criticized the commission’s sensible plan to raise gas taxes by 15 percent, saying it would “paint a big red target on rural America.”

Mostly, however, reactions to the commission’s plan have divided along predictable lines, with support concentrated in the political center and opposition hardening as you move toward either end of the spectrum. Arch-conservatives decry its emphasis on cutting tax expenditures (though we’re proud that the commission adopts a long-standing PPI proposal for a “cut-and-invest” commission to go after these loopholes and subsidies), a trillion dollar drain on federal revenues. Nor are they mollified by its significant cuts in income and corporate tax rates, or its 3-to1 ratio of spending cuts to tax increases.

The left, meanwhile, is in full cry over the commission’s allegedly draconian cuts in Social Security benefits. In fact, the proposal boosts the minimum Social Security benefit for low earners, makes the benefit formula more progressive, and very gradually increases the retirement age to 69 (normal) and 64 (early) by 2075. Only today’s toddlers will be affected, and their average life expectancy probably will exceed 80 years by then. The lefty blogosphere and cable shows nonetheless have worked themselves into a hyperbolic lather about President’s Obama mean ole “catfood commission.”

This is ludicrous. The commission’s plan doesn’t actually solve America’s fiscal crisis, it merely slows spending growth to sustainable levels, and stabilizes the national debt at 60 percent of GDP by 2013. That ratio doesn’t return to 40 percent – where it was before the financial crisis hit – for 25 years. In truth the plan does not impose a pitiless austerity on America. Nor would it jeopardize economic recovery, since its changes won’t kick in until unemployment starts falling to normal levels.

Liberals are on firmer ground in arguing that the plan sets unrealistically severe limits on federal spending. It aims to get federal spending down (and revenues up) to 21 percent of GDP by 2035. Whether that is enough to meet the needs of a much grayer America, where over 20 percent of the population will be over 65, is open to doubt.

But the commission’s plan doesn’t have to be perfect. It only has to be plausible, and it more than meets that test. Although it won’t be guaranteed a vote in this Congress, there’s nothing to prevent its supporters from introducing it into the next Congress. Given the countless hours of negotiations that have shaped it, the extent to which it has absorbed the best ideas from previous fiscal reform blueprints, and its rare, bipartisan backing, the proposal could become the point of departure for next year’s debate.

That will be especially true if President Obama embraces the plan, or something very close to it. He has largely stood aloof from the commission’s deliberations, but he urgently needs to regain the political initiative after the midterm debacle. House Republicans no doubt will devise an alternative, likely drafted by Rep. Paul Ryan, a commission member who opposes its plan, that emphasizes spending cuts almost exclusively. It may also include a push to repeal Obamacare. In any case, the GOP approach won’t get much Democratic support, especially now that the ranks of moderate Democrats have been drastically thinned.

In short, President Obama has an opportunity to seize the pragmatic center in the coming debate about putting America on a fiscally sustainable course. And he can thank his Commission for dealing him a very strong hand.

In Defense of Obama’s Federal Pay Freeze

Obama is getting a lot of flack for agreeing to a two-year wage freeze for federal employees.  “Why give away a negotiating chip?” ask the commentariat, “and with nothing in return!?”  Or as Kevin Drum put it:  “Obama has another two or three weeks to prove he’s not an idiot.”

Actually, there are three solid political reasons to freeze federal pay (even if the policy wisdom is debatable). First, it means he (not Republicans) get credit for something likely to be popular politically; Second, he shows he is capable of taking decisive action; Third, and most important, if he wants to negotiate successfully in the future, he’s going to need to rebuild his popularity.

In short: the pay freeze decision makes sense if you think of it not as a preemptive good-faith giveaway, but as a moment of leadership aimed at rebuilding public approval and all the bargaining power that goes with it.

Richard Neustadt’s classic Presidential Power offers this pithy aphorism: “Presidential power is the power to persuade.” By which he means not personal charm and clever argumentation, but a power that comes from public popularity and reputation. A president esteemed by the people and regarded as competent is in a significantly better negotiating position than one who isn’t. What Neustadt understood is that bargaining depends much more on public prestige than on the individual chips.

We just had an election in which big government was a starring villain, in which real concerns were expressed about runaway federal spending, and in which many swing voters lost faith in the Democrats. Obama is now preparing for a two-year battle in which he and the Republican leaders are both going to be appealing to the American public in a popularity contest that will determine who has to give in and how much.

Freezing federal pay for two years is a small move, but it’s a symbolic move. It signals that Obama understands that the public is unhappy with the size of government, and that he is doing something decisive about it.  It also shows he is acting as a leader.

By contrast, if Obama had ultimately frozen federal pay after Republicans had pressured him into doing so, you can be sure Republicans would be claiming all the credit, and would be spreading the narrative of Democratic capitulation.

The latest Gallup poll puts President Obama’s approval rating at 45 percent, and his disapproval rating at 47 percent, more or less where it has been since June. Not terrible, but not great, and right now about equivalent with John Boehner (41 percent favorable, 39 percent unfavorable) and Mitch McConnell (38 percent favorable, 36 percent unfavorable).

On the big issues ahead – well, basically taxes and deficit reduction are probably going to dominate the agenda – there are not only going to be two competing arguments, but two competing spokespeople making those arguments.

Republicans have demonstrated time and again that they are not interested in playing nice and engaging in the sort of polite bargaining chip negotiations that many commentators seem to want Obama to conduct. All indications are that they are not particularly interested in compromise, and are probably willing to do what it takes to pummel Obama and the Democrats into accepting complete tax cut extensions and massive federal spending cuts.

Essentially, this leaves Obama with two choices. One is to continue to operate in good faith, proposing reasonable fig leafs, and let Republicans continue to take the fig leafs and offer nothing in return because they don’t feel they have to. This makes Obama look weak and ineffectual, and also allows Republicans to claim equal credit for any popular compromises.

The other choice is to show some leadership and build back public support with issues designed to win back lost swing voters. Some on the left might call the federal pay freeze a milquetoast bipartisan compromise. But Obama can and should call it taking the initiative and a way to shift the narrative. He needs to say: “I’m listening to the American public, and I’m taking decisive and smart action to limit federal spending and getting the government’s fiscal house in order. I know you are concerned about our long-term future, and so am I. I get it. If Republicans want to put petty politics aside and work with me, I welcome their input and partnership. But if they’re more interested in posturing, then I’m going to take care of business without them.”

Choice one is doing the same thing over and hoping for a different result, which is one popular definition of insanity. Choice two is a gamble. It may not work. But right now it’s the best gamble he’s got.

RIP Steve Solarz

The democratic cause lost an eloquent and effective champion yesterday when former Rep. Stephen J. Solarz (D-N.Y.) succumbed to cancer at age 70.

Over nine terms in the House of Representatives, Steve distinguished himself as one of that body’s preeminent spokesman on international affairs. He understood that the foundational principle of a liberal foreign policy – what Arthur Schlesinger Jr. called its “fighting faith” – is implacable opposition to tyranny. And he applied that principle with unswerving consistency, backing Eastern Europe’s bid for freedom from its Soviet overlord, the anti-apartheid movement in South Africa, and democratic reformers challenging pro-American autocrats in the Phillipines and South Korea.

We at PPI drew inspiration from Steve and were proud to count him as a friend and sometime contributor to our work. See his chapter in our 2006 book, With All Our Might, in which he argued presciently that Pakistan is the pivotal battleground in America’s fight against al Qaeda and Islamist extremism in general.

Finally Steve was a staunch backer of the National Endowment of Democracy, serving on its Board and receiving its Democracy Service Medal in 2001.

Why Republicans Can’t Maintain a Winning Electoral Coalition

As the new Republican House majority settles in and tries to figure out exactly which issues and positions to take, a new poll from Gallup highlights just how difficult it will be to keep the coalition of swing independents, old-fashioned Republicans, and tea partiers together.

The problem, in short, is this: Both Republicans and Independents prefer Tea Party-backed Republicans to old-fashioned Republican leaders in Congress. But at the same time, by a 51-to-39 percent margin, Independents are concerned that Republicans will go too far in trying to reverse the Democrats’ policies. In other words, good luck, Speaker Boehner: If you aren’t aggressive enough, you will lose the mad-as-hell Tea Party voters. But if you are too aggressive, you will lose the majority of independents who are worried you are going too far. And you’ll need to please both to keep your majority.

As we know, Independents broke 56-to-38 percent for Republicans in the Mid-Term Election after breaking strongly for Democrats in the prior two elections, giving Republicans the keys to the House and tightening the balance in the Senate. Looking at the Independents’ preferences for who they say they want as the key policy player, we can see that those who voted Republican prefer Tea Party-backed Republicans by a 32-23 margin, an even more sizable balance than registered Republicans. (I’m admittedly interpolating here a bit, assuming (safely, I think) that those who voted Republican want Republicans to be in charge)

However, things get a little more complicated when we consider the next result of the poll: Independents, by a sizeable majority (51-to-39) are more worried that Republicans will go too far in reversing Democrats’ policies than that they will not go far enough.  In other words, the majority of Independents are not radicals, even if the plurality supports the Tea Party.

At first this seems like a bit of a puzzle. One possibility is that the except for the third of Independents who want the Tea Party to be in charge, almost all the rest are worried about Republicans going to far.

But here’s what I see as the more likely explanation: swing Independents are frustrated with the state of the economy, and see Washington politics-as-usual as a reasonable culprit. The Tea Party brand has tapped into that frustration. But swing Independents, who abandoned Republicans in 2006 and 2008, are not exactly running back to the Republican Party with open, loving arms. To them, the Tea Party taps into the “we don’t like either party, but we’re not happy, so we’ll vote out the incumbent” rationale.

As a recent Pew poll demonstrated, only 48 percent of respondents felt happy about the Republicans’ victory the day after the election, and only 41 percent of respondents approved of the Republican’s policies and plans for the future – significantly lower numbers than both 1994 Republican victory or the 2006 Democratic victory.

I see a mixed message from the angry swing vote: we’re mad as hell, but we’re also kind of moderate. We’re not happy with the way things are going, but we’re not sure we want a dramatic change either. We want to send a message, but we hope you don’t take that message too seriously.

Just as Democrats found these voters impossible to satisfy after winning their support in 2006/2008, my prediction is that Republicans will find them equally difficult to satisfy.  Once Republican leadership has to make choices and register votes, they will learn that you can’t please all the people all the time, and these days, it’s increasingly hard to even please some of the people, some of the time.

On the Myth of the Right Turn

In the wake of the mid-term elections, it makes sense that those on the political right would try to claim that there has been a fundamental “right turn” among voters, just as many on the left claimed but two short years ago that there had been a fundamental “left turn” among voters.

Those on the right predictably have seized on the fact that now 42 percent of the U.S. population identifies as conservative, a 20-year high, and that conservatives in 2010 broke 86-14 percent for Republicans, a 30-year high.

Consider the Gallup political ideology poll, which shows an uptick in the number of self-identified conservatives in the electorate:

Over at The Democratic Strategist, Ed Kilgore and Ruy Teixeira have counter-argued that what we are seeing is not so much a shift to the right, but rather more Republicans and Republican leaners choosing to identify as “conservative” rather than moderate.  I think this is largely right, though not the whole story.

The Weekly Standard’s Jay Cost, however, has some problems with the Kilgore/Teixeira analysis:

If we follow Gallup, we’d draw two conclusions: (a) the increase in self-identified conservatives in the broader public has increased more than Teixeira and Kilgore acknowledge; (b) conservatives were not over-represented as a share of the electorate in 2010, but rather were under-represented in previous cycles.

Cost’s argument is slippery for a number of reasons. First, it’s not that Kilgore/Teixeira don’t acknowledge the increase in self-identified conservatives. It’s just that they ascribe it mostly to Republicans becoming more conservative, which, again, I think is probably the case.

Second, the claim that conservatives were under-represented in previous cycles seems to rely on an assumption that only now, in 2010, did many voters wake up to the fact that they indeed were conservative, after thinking for all these years that they were moderate. At last, perhaps thinks Cost, the fog has lifted!

A couple of additional considerations:

First, when you look at the balance of responses over 20 years, the balance is remarkably stable. Sure, it goes up and down, but “liberal” stays between 16 and 22 percent, conservative stays between 36 and 42 percent, and moderate (with the exception of its high point of 43 in 1992) stays between 35 and 40 percent. As Prof. James Stimson has shown (see here), the mood of the public goes back and forth between liberal and conservative. And power oscillates back and forth between the two parties in semi-predictable patterns

And there is good reason for this. The public is fundamentally moderate, and any time our winner-take-all system of elections produces a result that gets too far away from the moderate public, the electorate produces a response within a few cycles.

So, if there is a rightward shift, it’s probably only going to be a short blip, no more permanent than the supposed left turn of 2006-2008. Cost, to his credit, recognizes that the bump-up is more of a blip than a turning point. He also puts a good deal of hope (probably fairly placed) in the fact that Republicans will now be in charge of redistricting and Republican voters are better spread out while Democrats are more concentrated in urban districts

The second caveat is about the meaning of the word “conservative”

According to research by Chris Ellis and James Stimson, some people genuinely know what it means to a conservative in the current political debate, and indeed express matching preferences across all issues. But these “constrained conservatives” (as Ellis and Stimson call them) account for only 26 percent of all self-identified conservatives.

More common are the “moral conservatives” (34 percent), who think of themselves as conservative in terms of their own personal values, be they social or religious. And they are indeed right leaning on social, cultural, and religious issues. But they also like government spending on a variety of programs and generally approve of government interventions in the marketplace, hardly making them true conservatives.

And still others, “conflicted conservatives”  (30 percent), are not conservative at all on the issues. But they like identifying themselves as conservatives. To them, it somehow sounds better. Or at least, they like it better then their other choices in the traditional self-identification questionnaire: moderate and liberal.

A smaller group of self-identified “conservatives” (10 percent) could be classified as libertarian – conservative on economic issues, liberal on social issues.

In other words, just because people identify as conservatives doesn’t mean that they are actually true conservatives . There are numerous reasons why they might identify so. It has long been the case that that the American public, on average, is operationally liberal and symbolically conservative. That is, that when asked about specific “liberal” government programs – be they spending on education, environmental protections, regulation of business – the majority of voters consistently say they approve. But when asked to self-identify themselves as liberals, moderates, or conservatives, many of the same voters say they are “conservative.”

So here’s my guess, though we don’t have the data to prove it (yet): part of what appears to be a rightward shift is Republicans identifying more as conservatives and less as moderates, as Kilgore/Teixeira argue, and part of the shift is more people attaching themselves to the conservative label because they like the branding of conservative as sober and responsible, and at a time of growing deficits, like associating themselves with the brand.

The challenge for conservatives will be to resist interpretations  that assume America has made a rightward turn and is now (finally!) on the road to truly embracing real conservative values. It hasn’t. This election was far more a rejection of Democrats who failed to turn around the economy in short order and whose unified control of government made some moderate voters more uncomfortable than they expected in 2006 and 2008.

If I were a gambling man (and I’ve been known to make the occasional political bet), I would gamble that 42 percent marks a high-water mark for conservatives in the electorate. Simple reason: history shows that these things go up and down, and are pretty stable.

Finally, the demographics matter. According to a new study from Project Vote, turnout among key Democratic constituencies dropped off drastically between 2008 and 2010. Young voters, down 55 percent; African-Americans, down 43 percent. Hispanics down 40 percent. These groups, particularly young voters, and Hispanics, are the future of the electorate. When they come back and vote in 2012, it will be a whole different ballgame.

Can Obama Mann Up?

Brookings Institution congressional scholar Thomas Mann is hardly known as a partisan bomb-thrower. A frequent co-author of books and articles on Congress and American politics with the American Enterprise Institute’s Norm Ornstein, Mann is a model of sober and intelligent commentary, calling things as he sees them.

That reputation makes his recent comments on the state of our politics particularly noteworthy. In an interview with Time’s Jay Newton-Small, here’s what Mann had to say:

There is simply no basis for meaningful bipartisan leadership meetings today. Republicans are determined to defeat Obama in 2012; they have no interest in negotiating with him in order to provide him any sort of victory. This is a partisan war and the Republicans are playing to win. The only question is how long it will take Obama to accept this reality and act accordingly.

To hear, say, bloggers vent this way would be expected; to hear Mann, a scholar ensconced in the establishment, speak so plainly underscores the enormity of the problem. Our politics is broken and Mann, correctly, identifies Republican cynicism as its primary cause. Today’s GOP has become slave to the Rush Limbaughs, Glenn Becks, and Sarah Palins. Where are the Olympia Snowes, the Susan Collinses, the George Voinoviches? Why aren’t they banding together with the moderates and liberals on the other side of the aisle to demand a restoration of reasonable discourse? Are the imperatives of electoral politics so strong as to short-circuit any attempt at good-faith governance? (The question, perhaps, answers itself.)

In a follow-up exchange with Greg Sargent, Mann offered a more specific vision of what Obama should do:

With no expectations of passing important new legislation or of garnering anything from Republicans in Congress but political bait, he should pursue his substantive agenda where he can act on his own and use Congress as a place to submit a genuinely serious set of proposals to deal with the country’s more serious challenges (with no expectation that any will pass) and couple them with high visibility straight talk to the American people about the course he is proposing.

If the last two years are any indication, the next two will bring only further distress and disappointment for that vanishing few in Washington who still believe in that old dream of deliberative democracy. But gridlock need not be inaction, and Mann’s advice is spot-on. For the President to regain control of his presidency, he needs to engage in that thing he seems to have been averse to thus far: politics. Use the bully pulpit. Engage in a bit of gamesmanship. Promote his vision of the good society – and make explicit why the conservative vision is the wrong one for the country. Shifting the dynamic between a feral House and a technocratic White House is one of two prerequisites (the other being an improved economy) if we are to preserve any hope of advancing progressive priorities in the time that remains in his first term.

Going, Going, Gone?

Book Review: The Disappearing Center, By Alan Abramowitz

That our politics are now deeply polarized is a well-known fact. But do the polarized politics in Washington reflect the deep divides in the country between red and blue voters (and their respective desires for increasingly opposite policies on both sides)? Or do these elite divisions exist in spite of an essentially purple, moderate America?

Alan Abramowitz, a professor of political science at Emory University, is on the side of Washington as mirror of a deeply fractured electorate rapidly losing its political middle. His new book, “The Disappearing Center: Engaged Citizens, Polarization, and American Democracy” is the story of how voters migrated to the extremes over the last five decades.

Essentially, four big, interlinked things happened. The first is that the parties “sorted” better. The second is that the number of safe districts and safe states increased. The third is that Americans as a whole became more educated. The fourth is that the engagement gap between strong partisans and political moderates widened.

In their 1960 plumage, Republicans and Democrats were both diverse species, loose-fitting labels that meant very different things depending on where you were from. Northern “liberal” Republicans and Southern “conservative” Democrats made up large minority factions, and both often found more common cause with their fellow “liberals” or “conservatives” across the aisle than their fellow partisans. In such an environment, bipartisanship was the norm, rather than the exception.

Then the tumultuous ‘60s shook the snow globe of American politics. The fight over civil rights broke the Democrats’ hold on the “Solid South,” turning Southern Democrats into Republicans. The Republican center of gravity gradually migrated deep below the Mason-Dixon line, taking on a much redder hue: much more socially conservative, more skeptical of government. Democrats, meanwhile, freed from the need to keep placate the conservative southerners, grew bluer: more socially liberal, and less skeptical of government.

Once upon a time, congressional districts were highly competitive, and a Democrat (or Republican) had to be sensitive to the concerns of voters in the competing party to maintain a seat. Even as late as the 95th Congress (1977-1978), only 24 percent of Democrats and 27 percent of Republicans were in “safe” districts; By the 108th Congress (2004-2005), 49 percent of Democrats and 40 percent of Republicans were in “safe” districts. The consequence: they were far more likely to be worried about fending off extreme challengers in their primaries than about winning the general election by moving to the center. Thus, more extreme politicians replaced more moderate ones.

In 1976, the eight most populous states were all battleground states in the presidential election, and the average winning margin among them was 3.1 percentage points. In 2004, only four of the eight most populous states were battlegrounds, and the average winning margin in the eight states was 9.3 percentage points. Thanks to both realignment and demographic change, Abramowitz writes, “Red states, counties, and congressional districts have been getting redder while blue states, counties, and congressional districts have been getting bluer.”

At the same time, the American public got a whole lot better educated. In 1956, 37 percent of Americans had only a grade school education, and just 19 percent had some college; in 2004, only three percent of Americans had just a grade school education, and 61 percent had at least some college.

This matters, Abramowitz argues, because “College-educated citizens are generally more interested in politics, more politically active, and better informed about candidates and issues than high school-educated citizens. This is especially true with regard to one important form of political engagement: ideological awareness.”

So: the parties got better sorted into distinct camps, districts became less competitive, and an increasingly educated electorate was better able to pick up on the differences and to respond accordingly, sorting themselves likewise into the appropriate categories. Abramowitz notes that especially among the better educated, there has been increased “partisan-ideological polarization” – that is, that high-information liberals are indeed reliably liberal across all issues, and high-information conservatives are reliably conservative across all issues.

All of this polarization has actually been good for political engagement generally. Abramowitz cites numerous measures of a public that now cares more about politics, follows it more closely, and talks about it more to their friends – partly because they are more educated, and partly because if the parties are highly polarized, the stakes of political victory are significantly greater (high stakes are a terrific motivator.)

But, at the same time, a certain slice of the electorate has been left behind: “The American public appears to be increasingly divided into two groups,” writes Abramowitz, “the politically engaged, who view politics in ideological terms, and the politically disengaged, who do not.”

For example, 56 percent of strong liberal or conservatives reported being politically engaged in 2004, as compared to 36 percent of those who “lean” liberal or conservative, and just 20 percent of those who say they are moderate, or of no ideology.  In the 1950s, this gap did not exist.

To Abramowitz, the story of the disengaged moderates is mostly a story about less-educated, less-engaged citizens who don’t know or care enough about politics to pick a side. Were they to get wealthy and educated, like the partisans, they would presumably then know enough to pick one of the two distinct teams in American politics. But lacking the means or the will to pick a side, they call themselves moderate, feel disengaged and disenchanted by politics, and try to get on with the business of making a living.

On the descriptives, The Disappearing Center is a terrific compendium to what’s happened. The parties have pulled apart, and in particular strong partisans on both sides are further apart than ever before. There are fewer competitive states, fewer competitive districts, and politicians who dare to compromise are increasingly punished.  Nor is this likely to change: “A coalition of moderates is no longer possible because the center is a shrunken remnant of what it was forty or fifty years ago,” concludes Abramowitz. The forecast is for more partisan rancor, far as the eye can see.

But the analysis lacks in a few areas. For one, Abramowitz doesn’t engage with the possibility that political moderates have become less engaged out of frustration with extremism; his preferred explanation is that they remain moderate only out of an ignorance of the stakes involved. More frustratingly, his analysis is based heavily on reported self-identifications, rather than actual issue positions, and the issues he choose to measure polarization tend to be particular hot-button issues, like abortion and the Iraq war. More thorough issue-based measuring of public opinion (see, for example, Morris Fiorina’s Disconnect, or Joseph Bafumi and Michael C. Herron’s research on leapfrog representation) has found a much more moderate public on the issues, a public that has been left behind by two increasingly extreme parties.

Lame Duck Off to Bad START

No sooner had Congress convened this week for a post-election, lame duck session than a partisan squabble erupted in the Senate that threatens to scuttle a major nuclear arms reduction treaty with Russia.

The contretemps began when Jon Kyl, the Senate Republican Whip, said he doubted the Senate could take up ratification of the NEW START arms accord until next year. This may seem like an innocuous comment on scheduling, but delay could well spell death for the treaty. This year, President Obama needs eight GOP Senators to meet the 67-vote threshold for ratifying treaties; next year, he would need 14.

Kyl’s remarks were especially galling to treaty backers since he had earlier called New START “relatively benign” so long as the United States also takes steps to assure the reliability of its nuclear arsenal. Obama duly committed enormous sums to upgrade national weapons laboratories and modernize again nuclear warheads, including budgeting an additional $4 billion specifically to placate Kyl. In his statement, however, Kyl referred cryptically to “complex and unresolved issues” that still need to be worked out.

The administration nonetheless has said it will press for a vote this year. Failure to ratify the pact would be a major embarrassment for Obama, who promised the Russians the deal would be concluded this year. But even more, it would be a triumph of blind partisan animus over America’s national security interests, and our government’s to carry out a coherent and effective diplomacy with the rest of the world.

More is at stake than the rather modest arms reductions (under the treaty, both sides would cap their nuclear warheads at 1,550, down from the previous ceiling of 2,200). Senate rejection of the treaty could unravel the administration’s efforts to prevent the spread of nuclear weapons to disruptive states, as well as its “reset” of relations with Russia, which it believes has begun to pay dividends on Afghanistan, Iran, and other important fronts.

It’s one thing for Washington partisans to squabble over domestic issues, like extending the Bush tax cuts. It’s quite another to let their fights spill over in the international arena, and undermine America’s ability to lead abroad. In the not-so-distant past – namely, the presidency of George H.W. Bush – arms accords passed the Senate on nearly unanimous votes. If Senate Republicans kill NEW START, it will be another dismal sign that our deeply polarized politics no longer stops at the water’s edge.

This piece is cross-posted at No Labels

Obama and the Independents: Round Two

The debate about how Obama can win back Independents continues, and in my mind the big question is this: other than hoping that the economy starts recovering, is there anything Obama and the Democrats can do to win back the true swing voters among the Independents?

Over at The Monkey Cage, John Sides is skeptical that anything other than economic conditions will make a reliable difference:

Here is the bottom line. Voters don’t want style. They want results. Even independents.

Indeed, as Sides shows, the data are pretty clear that “Pure Independents” (the 10-15 percent of the electorate who are truly independent, and not closet partisans) are highly responsive to economic conditions. When the economy is doing poorly, their voting strategy is solidly of the “throw the bums out” variety.

John Judis makes a similar point in The New Republic:

Yes, Obama does have to pay attention to those white working-class voters who shift uneasily from one party to the other, but the way to win them over is to get them jobs—and if that fails because of Republican obstructionism, to make sure that these voters blame the Republicans not the Democrats and his administration for the result. If he can’t do that, his only recourse may be to get on his knees and pray that unbeknownst to most voters and many economists, a strong and buoyant recovery is about to begin.

But new polling from Third Way provides a counter-point, suggesting that it may not be just economic conditions driving the Independents’ swing:

The economy was not the only reason that switchers opted for a Republican candidate this year. For one thing, switchers are solidly middle class (median income range: $50,000-$75,000) and have a fairly positive view of their own personal circumstances—personal impacts from the downturn did not seem to be a driving force behind their votes. 82% of switchers, for example, rate their personal economic circumstances as “excellent” or “good” and 71% say they have suffered no major personal impacts from the recession.

The Third Way poll finds that “switchers” were concerned about the size and scope of government, are “cautious capitalists,” and have genuine concerns about spending and deficits.

Other polling, which I’ve detailed in an earlier post, suggests that Independents are also interested in moderation and compromise:

By a 63-26 margin, Independents want Democrats to move to the center, and by a 50-40 margin, they want Republicans to move to the center. By a 61-32 margin, they agree that “Governing is about compromise” more than “leadership is about taking principled stands.” That puts them a little closer to Democrats (who lean towards compromise 73-21, than Republicans, who are split 46-46 on the question.)

Clearly, the economy is going to be the most important factor in winning back the true independents, and in this I completely agree with Sides and Judis. But the problem remains that there is only so much Obama can do to change the economic fundamentals.

At this week’s PPI forum on “The Restless Independents,” Bill Galston suggested that Obama’s best strategy was to publicly offer an outstretched hand. If the Republicans accept, Obama will look like the post-partisan leader many swing voters hoped he would be; if Republicans spurn him, Obama will still look like the bigger man. I think Galston is mostly right.

But the two obvious challenges with such a pose are that 1) it’s unclear whether there is any realistic compromise Obama can have with Republicans and if he’ll just look pathetic trying; and 2) it’s unclear whether the economic conditions will always trump any perceived moderation, and if so, why bother to compromise when Republicans are clearly in no mood to do so?

My current thinking is that, yes, clearly, economic conditions matter a great deal. If the economy recovers solidly, Obama will be a two-term president. But it’s not the ONLY thing that matters. My guess is that there are at least a few persuadable voters who can be won on some mix of substance and policy, and if recovery is ambiguous (as it’s likely to be) something else might make the difference in 2012. So it’s worth trying to figure out what makes them tick.

I’m increasingly inclined to think that the Democrats would be smart to come up about some wedge issues where they could split the Republican caucus and draw out the crazies who will scare moderate swing voters into voting Democrat again, all while pursuing solid progressive issues that the American public supports and on which Independents look a lot like Democrats. I’m thinking here about issues like immigration reform (supported by 61 percent of Independents), and “Don’t Ask, Don’t Tell.”  which is also supported by a majority. Independents tend to look a lot like Democrats on the social issues, and the Republican leaners among Independents tend to be more libertarian than your typical Republican. If the nativist, fundamentalist voices dominate the public image of Republican Party, that’s going to be very good for Democrats.

So, yes, if the economy recovers, Obama will win in 2012. But that’s far from a guarantee at this point. For my money, it’s also good to have a Plan B.

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